Introduction

Major development in London faces a planning policy regime that has no direct equivalent in the rest of England. Policy SI 1 of the London Plan introduces a benchmark-based emissions test — Air Quality Neutral — that operates in parallel with, not instead of, the conventional air quality assessment based on dispersion modelling and receptor impact. The two are routinely confused, and as a result a significant proportion of AQ Neutral submissions to London boroughs are either incomplete, misapplied, or treat the assessment as a tick-box rather than a quantitative test.

This article sets out what AQ Neutral is, what it isn’t, when it applies, how the two-stage test works in practice, and the most common ways developers and their consultants come unstuck.

Air Quality Neutral is a London-specific emissions benchmark test. It is not the same as — and does not replace — a conventional air quality assessment.

The Policy Context

The London Plan 2021, adopted by the Greater London Authority (GLA), contains Policy SI 1 (“Improving air quality”). The policy requires major developments to:

  • Demonstrate that they are at least Air Quality Neutral, with reference to benchmarks for emissions from buildings and from associated transport
  • Demonstrate that they are at least Air Quality Positive in the case of larger schemes, opportunity areas and area-wide regeneration, by going beyond the neutral benchmark
  • Not introduce sensitive receptors into locations of poor air quality without appropriate design responses
  • Contribute to delivering the Mayor’s Air Quality Strategy

Supporting GLA guidance — most recently the Air Quality Neutral Planning Guidance Local Plan Guidance (LPG) — sets out the benchmark methodology, the input data required, and the format the assessment should take. Borough-level supplementary planning documents may add further requirements.

When AQ Neutral Applies

Policy SI 1 applies to major developments in London, defined for these purposes as residential schemes of ten or more units, or non-residential schemes with a gross floorspace of 1,000 m² or more. Smaller schemes are normally exempt at the London Plan level, although individual boroughs may apply lower thresholds through their local plans or SPDs.

Where the development is a referable application — that is, large enough to require the Mayor’s direct involvement — the AQ Neutral assessment is reviewed by GLA officers as part of stage one and stage two consultation. Where the application sits below the referral threshold, the borough planning officer is normally the sole reviewer.

The Two-Stage Test

An Air Quality Neutral assessment has two independent stages. A scheme must pass both.

Stage 1: Building Emissions Benchmark

The building emissions test estimates the kilograms of nitrogen oxides (NOx) per year per square metre of floorspace that the development is expected to emit from on-site energy generation — principally combustion of gas in boilers, but also any combined heat and power (CHP) plant, standby generators tested under load, and similar fixed sources.

The estimated emissions are compared against the GLA-published benchmark for the relevant land use class. If the estimated emissions exceed the benchmark, the excess must be offset — typically by financial contribution to the borough’s air quality fund, calculated using the GLA’s published rate per kilogram NOx per year.

In practice the building emissions stage is usually passed comfortably by all-electric schemes, by schemes connected to a district heat network with a clean primary fuel, and by schemes that adopt low-NOx boiler specifications. It is most likely to fail for schemes that retain gas boilers, particularly larger commercial schemes with substantial space-heating loads, and for schemes with significant CHP.

Stage 2: Transport Emissions Benchmark

The transport emissions test estimates the kilograms of NOx per year per square metre of floorspace that arise from vehicle movements generated by the development — commuting trips for residential, customer and staff trips for retail and commercial, and service vehicle movements for all land uses.

The trip generation is normally derived from TRICS or the equivalent transport assessment work for the application, and converted to NOx emissions using emission factors consistent with the London Atmospheric Emissions Inventory (LAEI). The result is compared against the published benchmark for the land use class.

Transport emissions failure is more common than building emissions failure in our experience. The drivers tend to be car-dominated locations (low PTAL ratings), high-trip-generating land uses (retail particularly), and schemes with under-provided active travel infrastructure. Failure typically requires an offset payment, but in some cases the borough will look for design responses — better cycle parking, more car club bays, electric vehicle charging at a higher provision rate — before accepting financial contribution.

AQ Neutral versus AQ Positive

Air Quality Positive is a higher bar than Air Quality Neutral, applied to larger schemes and to opportunity-area master planning. Rather than meeting a benchmark, an AQ Positive scheme is expected to actively improve air quality compared with the baseline. The supporting guidance lists a set of design measures that can be drawn on — tree planting, green walls, urban shielding, low-NOx specifications, district heating, last-mile freight consolidation — and the assessment narrates and quantifies how the scheme delivers against them.

For most individual major applications, AQ Neutral is the relevant test. For Opportunity Area Planning Frameworks, large estate regeneration and strategic master plans, AQ Positive is the standard.

Common Mistakes

From reviewing other practices’ work on behalf of developers, the recurring problems are:

  • Treating AQ Neutral as a narrative exercise — words rather than benchmarked emissions calculations
  • Using out-of-date GLA benchmarks — the values are periodically refreshed and the current guidance should always be cross-checked at the date of submission
  • Omitting CHP or standby generator emissions from the building stage on the grounds that they are “only standby” — testing-under-load hours are emissions and need to be included
  • Drawing trip generation from a transport assessment that has been optimised for a different planning purpose — numbers should be internally consistent across the application
  • Submitting AQ Neutral in place of a conventional AQA, or vice versa — the two are complementary; most major schemes need both
  • Forgetting that AQ Neutral is a London-specific requirement and not applying it to schemes in adjacent local authorities outside the GLA boundary

How AQ Neutral Relates to a Standard AQA

A standard air quality assessment evaluates the change in ambient concentrations of NO2, PM10 and PM2.5 at sensitive receptors arising from the development — using dispersion modelling for traffic-generated emissions, and DEFRA background data. Its output is a change in micrograms per cubic metre at named receptors, judged against the national air quality objectives and IAQM significance criteria.

An AQ Neutral assessment, by contrast, is a benchmark-based emissions inventory: it produces kilograms of NOx per year per square metre and compares against a published threshold.

The two answer different questions. The AQA answers “what does this development do to local air quality at the receptors?”. AQ Neutral answers “is the emission rate of this development within the GLA benchmark for its land use?”. A London major development typically needs both, and a competent submission addresses each clearly and separately.

Air Dust Odour

Air Dust Odour prepares Air Quality Neutral assessments for London developers under the current GLA Local Plan Guidance, alongside standard air quality assessments and dispersion modelling for the same applications. Every project is led personally by a Chartered Environmentalist. Get in touch via the form below or see air quality services for more detail on the offering.

Conclusion

Air Quality Neutral is a benchmark-based emissions test specific to London that operates in parallel with the conventional air quality assessment, not in place of it. Both stages of the test — building emissions and transport emissions — need to be addressed with quantitative inputs, current GLA benchmarks, and offset arrangements where appropriate. Getting AQ Neutral wrong delays a London application; getting it right is straightforward with current guidance and structured calculation.

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